AIFMD FAQ

How should AIFMs report Sub-Asset Types?

Under Construction.

Code for Position	Sub-Asset Type for Position	Code for Turnover	Sub-Asset Type for Turnover
SEC_CSH_CODP	Certificates of deposit	SEC_CSH_CSH	Cash and cash equivalents
SEC_CSH_COMP	Commercial papers	SEC_CSH_CSH	Cash and cash equivalents
SEC_CSH_OTHD	Other deposits	SEC_CSH_CSH	Cash and cash equivalents
SEC_CSH_OTHC	Other cash and cash equivalents (excluding government securities)	SEC_CSH_CSH	Cash and cash equivalents
SEC_LEQ_IFIN	Listed equities issued by financial institutions	SEC_LEQ_LEQ	Listed equities
SEC_LEQ_OTHR	Other listed equity	SEC_LEQ_LEQ	Listed equities
SEC_UEQ_UEQY	Unlisted equities	SEC_UEQ_UEQ	Unlisted equities
SEC_CPN_INVG	Corporate bonds not issued by financial institutions-Investment grade	SEC_CPN_IVG	Corporate bonds not issued by financial institutions-Investment grade
SEC_CPN_NIVG	Corporate bonds not issued by financial institutions-Non-investment grade	SEC_CPN_NIG	Corporate bonds not issued by financial institutions-Non-investment grade
SEC_CPI_INVG	Corporate bonds issued by financial institutions-Investment grade	SEC_CPI_CPI	Corporate bonds issued by financial institutions
SEC_CPI_NIVG	Corporate bonds issued by financial institutions-Non-investment grade	SEC_CPI_CPI	Corporate bonds issued by financial institutions
SEC_SBD_EUBY	EU bonds with a 0-1 year term to maturity	SEC_SBD_EUB	Sovereign bonds - EU Member State bonds
SEC_SBD_EUBM	EU bonds with a 1+ year term to maturity	SEC_SBD_EUB	Sovereign bonds - EU Member State bonds
SEC_SBD_NOGY	Non-G10 bonds with a 0-1 year term to maturity	SEC_SBD_NEU	Sovereign bonds - Non EU Member State bonds
SEC_SBD_NOGM	Non-G10 bonds with a 1+ year term to maturity	SEC_SBD_NEU	Sovereign bonds - Non EU Member State bonds
SEC_SBD_EUGY	G10 non EU bonds with a 0-1 year term to maturity	SEC_SBD_NEU	Sovereign bonds - Non EU Member State bonds
SEC_SBD_EUGM	G10 non EU bonds with a 1+ year term to maturity	SEC_SBD_NEU	Sovereign bonds - Non EU Member State bonds
SEC_MBN_MNPL	Municipal bonds	SEC_MUN_MUN	Municipal bonds
SEC_CBN_INVG	Convertible bonds not issued by financial institutions-Investment grade	SEC_CBD_CBD	Convertible bonds
SEC_CBN_NIVG	Convertible bonds not issued by financial institutionsNon-investment grade	SEC_CBD_CBD	Convertible bonds
SEC_CBI_INVG	Convertible bonds issued by financial institutionsInvestment grade	SEC_CBD_CBD	Convertible bonds
SEC_CBI_NIVG	Convertible bonds issued by financial institutions-Non-investment grade	SEC_CBD_CBD	Convertible bonds
SEC_LON_LEVL	Leveraged loans	SEC_LON_LON	Loans
SEC_LON_OTHL	Other loans	SEC_LON_LON	Loans
SEC_SSP_SABS	ABS	SEC_SSP_SSP	Structured/securitised products
SEC_SSP_RMBS	RMBS	SEC_SSP_SSP	Structured/securitised products
SEC_SSP_CMBS	CMBS	SEC_SSP_SSP	Structured/securitised products
SEC_SSP_AMBS	Agency MBS	SEC_SSP_SSP	Structured/securitised products
SEC_SSP_ABCP	ABCP	SEC_SSP_SSP	Structured/securitised products
SEC_SSP_CDOC	CDO/CLO	SEC_SSP_SSP	Structured/securitised products
SEC_SSP_STRC	Structured certificates	SEC_SSP_SSP	Structured/securitised products
SEC_SSP_SETP	ETP	SEC_SSP_SSP	Structured/securitised products
SEC_SSP_OTHS	Other Structured/securitised products	SEC_SSP_SSP	Structured/securitised products
DER_EQD_FINI	Equity derivatives related to financial institutions	DER_EQD_EQD	Equity derivatives
DER_EQD_OTHD	Other equity derivatives	DER_EQD_EQD	Equity derivatives
DER_FID_FIXI	Fixed income derivatives	DER_FID_FID	Fixed income derivatives
DER_CDS_SNFI	Single name financial CDS	DER_CDS_CDS	CDS
DER_CDS_SNSO	Single name sovereign CDS	DER_CDS_CDS	CDS
DER_CDS_SNOT	Single name other CDS	DER_CDS_CDS	CDS
DER_CDS_INDX	Index CDS	DER_CDS_CDS	CDS
DER_CDS_EXOT	Exotic (incl. credit default tranche)	DER_CDS_CDS	CDS
DER_CDS_OTHR	Other CDS	DER_CDS_CDS	CDS
DER_FEX_INVT	Foreign exchange (for investment purposes)	DER_FEX_INV	Foreign exchange (for investment purposes)
DER_FEX_HEDG	Foreign exchange (for hedging purposes)	DER_FEX_HED	Foreign exchange (for hedging purposes)
DER_IRD_INTR	Interest rate derivatives	DER_IRD_IRD	Interest rate derivatives
DER_CTY_ECOL	Energy/Crude oil	DER_CTY_CTY	Commodity derivatives
DER_CTY_ENNG	Energy/Natural gas	DER_CTY_CTY	Commodity derivatives
DER_CTY_ENPW	Energy/Power	DER_CTY_CTY	Commodity derivatives
DER_CTY_ENOT	Energy/Other	DER_CTY_CTY	Commodity derivatives
DER_CTY_PMGD	Precious metals/Gold	DER_CTY_CTY	Commodity derivatives
DER_CTY_PMOT	Precious metals/Other	DER_CTY_CTY	Commodity derivatives
DER_CTY_OTIM	Other commodities/Industrial metals	DER_CTY_CTY	Commodity derivatives
DER_CTY_OTLS	Other commodities/Livestock	DER_CTY_CTY	Commodity derivatives
DER_CTY_OTAP	Other commodities/Agricultural products	DER_CTY_CTY	Commodity derivatives
DER_CTY_OTHR	Other commodities/Other	DER_CTY_CTY	Commodity derivatives
DER_OTH_OTHR	Other derivatives	DER_OTH_OTH	Other derivatives
PHY_RES_RESL	Residential real estate	PHY_RES_RES	Physical: Real estate
PHY_RES_COML	Commercial real estate	PHY_RES_RES	Physical: Real estate
PHY_RES_OTHR	Other real estate	PHY_RES_RES	Physical: Real estate
PHY_CTY_PCTY	Physical: Commodities	PHY_CTY_CTY	Physical: Commodities
PHY_TIM_PTIM	Physical: Timber	PHY_TIM_TIM	Physical: Timber
PHY_ART_PART	Physical: Art and collectables	PHY_ART_ART	Physical: Art and collectables
PHY_TPT_PTPT	Physical: Transportation assets	PHY_TPT_TPT	Physical: Transportation assets
PHY_OTH_OTHR	Physical: Other	PHY_OTH_OTH	Physical: Other
CIU_OAM_MMFC	Investment in CIU operated/managed by the AIFM-Money Market Funds and cash management CIU	CIU_CIU_CIU	Collective Investment Undertakings
CIU_OAM_AETF	Investment in CIU operated/managed by the AIFM-ETF	CIU_CIU_CIU	Collective Investment Undertakings
CIU_OAM_OTHR	Investment in CIU operated/managed by the AIFM-Other CIU	CIU_CIU_CIU	Collective Investment Undertakings
CIU_NAM_MMFC	Investment in CIU not operated/managed by the AIFM-Money Market Funds and cash management CIU	CIU_CIU_CIU	Collective Investment Undertakings
CIU_NAM_AETF	Investment in CIU not operated/managed by the AIFM-ETF	CIU_CIU_CIU	Collective Investment Undertakings
CIU_NAM_OTHR	Investment in CIU not operated/managed by the AIFM-Other CIU	CIU_CIU_CIU	Collective Investment Undertakings
OTH_OTH_OTHR	Total Other	OTH_OTH_OTH	Total Other

Code	Macro Asset Type	Code	Asset Type	Code Position	Sub-Asset Type Position	Code Turnover	Sub-Asset Type Turnover
SEC	Securities	SEC_CSH	Cash and cash equivalent	SEC_CSH_CODP	Certificates of deposit	SEC_CSH_CSH	Cash and cash equivalents
SEC	Securities	SEC_CSH	Cash and cash equivalent	SEC_CSH_COMP	Commercial papers	SEC_CSH_CSH	Cash and cash equivalents
SEC	Securities	SEC_CSH	Cash and cash equivalent	SEC_CSH_OTHD	Other deposits	SEC_CSH_CSH	Cash and cash equivalents
SEC	Securities	SEC_CSH	Cash and cash equivalent	SEC_CSH_OTHC	Other cash and cash equivalents (excluding government securities)	SEC_CSH_CSH	Cash and cash equivalents
SEC	Securities	SEC_LEQ	Listed equities	SEC_LEQ_IFIN	Listed equities issued by financial institutions	SEC_LEQ_LEQ	Listed equities
SEC	Securities	SEC_LEQ	Listed equities	SEC_LEQ_OTHR	Other listed equity	SEC_LEQ_LEQ	Listed equities
SEC	Securities	SEC_UEQ	Unlisted equities	SEC_UEQ_UEQY	Unlisted equities	SEC_UEQ_UEQ	Unlisted equities
SEC	Securities	SEC_CPN	Corporate bonds not issued by financial institutions	SEC_CPN_INVG	Corporate bonds not issued by financial institutions-Investment grade	SEC_CPN_IVG	Corporate bonds not issued by financial institutions-Investment grade
SEC	Securities	SEC_CPN	Corporate bonds not issued by financial institutions	SEC_CPN_NIVG	Corporate bonds not issued by financial institutions-Non-investment grade	SEC_CPN_NIG	Corporate bonds not issued by financial institutions-Non-investment grade
SEC	Securities	SEC_CPI	Corporate bonds issued by financial institutions	SEC_CPI_INVG	Corporate bonds issued by financial institutions-Investment grade	SEC_CPI_CPI	Corporate bonds issued by financial institutions
SEC	Securities	SEC_CPI	Corporate bonds issued by financial institutions	SEC_CPI_NIVG	Corporate bonds issued by financial institutions-Non-investment grade	SEC_CPI_CPI	Corporate bonds issued by financial institutions
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_EUBY	EU bonds with a 0-1 year term to maturity	SEC_SBD_EUB	Sovereign bonds - EU Member State bonds
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_EUBM	EU bonds with a 1+ year term to maturity	SEC_SBD_EUB	Sovereign bonds - EU Member State bonds
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_NOGY	Non-G10 bonds with a 0-1 year term to maturity	SEC_SBD_NEU	Sovereign bonds - Non EU Member State bonds
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_NOGM	Non-G10 bonds with a 1+ year term to maturity	SEC_SBD_NEU	Sovereign bonds - Non EU Member State bonds
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_EUGY	G10 non EU bonds with a 0-1 year term to maturity	SEC_SBD_NEU	Sovereign bonds - Non EU Member State bonds
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_EUGM	G10 non EU bonds with a 1+ year term to maturity	SEC_SBD_NEU	Sovereign bonds - Non EU Member State bonds
SEC	Securities	SEC_MBN	Municipal bonds	SEC_MBN_MNPL	Municipal bonds	SEC_MUN_MUN	Municipal bonds
SEC	Securities	SEC_CBN	Convertible bonds not issued by financial institutions	SEC_CBN_INVG	Convertible bonds not issued by financial institutions-Investment grade	SEC_CBD_CBD	Convertible bonds
SEC	Securities	SEC_CBN	Convertible bonds not issued by financial institutions	SEC_CBN_NIVG	Convertible bonds not issued by financial institutionsNon-investment grade	SEC_CBD_CBD	Convertible bonds
SEC	Securities	SEC_CBI	Convertible bonds issued by financial institutions	SEC_CBI_INVG	Convertible bonds issued by financial institutionsInvestment grade	SEC_CBD_CBD	Convertible bonds
SEC	Securities	SEC_CBI	Convertible bonds issued by financial institutions	SEC_CBI_NIVG	Convertible bonds issued by financial institutions-Non-investment grade	SEC_CBD_CBD	Convertible bonds
SEC	Securities	SEC_LON	Loans	SEC_LON_LEVL	Leveraged loans	SEC_LON_LON	Loans
SEC	Securities	SEC_LON	Loans	SEC_LON_OTHL	Other loans	SEC_LON_LON	Loans
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_SABS	ABS	SEC_SSP_SSP	Structured/securitised products
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_RMBS	RMBS	SEC_SSP_SSP	Structured/securitised products
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_CMBS	CMBS	SEC_SSP_SSP	Structured/securitised products
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_AMBS	Agency MBS	SEC_SSP_SSP	Structured/securitised products
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_ABCP	ABCP	SEC_SSP_SSP	Structured/securitised products
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_CDOC	CDO/CLO	SEC_SSP_SSP	Structured/securitised products
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_STRC	Structured certificates	SEC_SSP_SSP	Structured/securitised products
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_SETP	ETP	SEC_SSP_SSP	Structured/securitised products
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_OTHS	Other Structured/securitised products	SEC_SSP_SSP	Structured/securitised products
DER	Derivatives	DER_EQD	Equity derivatives	DER_EQD_FINI	Equity derivatives related to financial institutions	DER_EQD_EQD	Equity derivatives
DER	Derivatives	DER_EQD	Equity derivatives	DER_EQD_OTHD	Other equity derivatives	DER_EQD_EQD	Equity derivatives
DER	Derivatives	DER_FID	Fixed income derivatives	DER_FID_FIXI	Fixed income derivatives	DER_FID_FID	Fixed income derivatives
DER	Derivatives	DER_CDS	Credit Default Swaps	DER_CDS_SNFI	Single name financial CDS	DER_CDS_CDS	CDS
DER	Derivatives	DER_CDS	Credit Default Swaps \	DER_CDS_SNSO	Single name sovereign CDS	DER_CDS_CDS	CDS
DER	Derivatives	DER_CDS	Credit Default Swaps	DER_CDS_SNOT	Single name other CDS	DER_CDS_CDS	CDS
DER	Derivatives	DER_CDS	Credit Default Swaps	DER_CDS_INDX	Index CDS	DER_CDS_CDS	CDS
DER	Derivatives	DER_CDS	Credit Default Swaps	DER_CDS_EXOT	Exotic (incl. credit default tranche)	DER_CDS_CDS	CDS
DER	Derivatives	DER_CDS	Credit Default Swaps	DER_CDS_OTHR	Other CDS	DER_CDS_CDS	CDS
DER	Derivatives	DER_FEX	Foreign exchange	DER_FEX_INVT	Foreign exchange (for investment purposes)	DER_FEX_INV	Foreign exchange (for investment purposes)
DER	Derivatives	DER_FEX	Foreign exchange	DER_FEX_HEDG	Foreign exchange (for hedging purposes)	DER_FEX_HED	Foreign exchange (for hedging purposes)
DER	Derivatives	DER_IRD	Interest rate derivatives	DER_IRD_INTR	Interest rate derivatives	DER_IRD_IRD	Interest rate derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_ECOL	Energy/Crude oil	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_ENNG	Energy/Natural gas	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_ENPW	Energy/Power	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_ENOT	Energy/Other	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_PMGD	Precious metals/Gold	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_PMOT	Precious metals/Other	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_OTIM	Other commodities/Industrial metals	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_OTLS	Other commodities/Livestock	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_OTAP	Other commodities/Agricultural products	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_OTHR	Other commodities/Other	DER_CTY_CTY	Commodity derivatives
DER	Derivatives	DER_OTH	Other derivatives	DER_OTH_OTHR	Other derivatives	DER_OTH_OTH	Other derivatives
PHY	Physical (Real / Tangible Assets)	PHY_RES	Physical: real estate	PHY_RES_RESL	Residential real estate	PHY_RES_RES	Physical: Real estate
PHY	Physical (Real / Tangible Assets)	PHY_RES	Physical: real estate	PHY_RES_COML	Commercial real estate	PHY_RES_RES	Physical: Real estate
PHY	Physical (Real / Tangible Assets)	PHY_RES	Physical: real estate	PHY_RES_OTHR	Other real estate	PHY_RES_RES	Physical: Real estate
PHY	Physical (Real / Tangible Assets)	PHY_CTY	Physical: Commodities	PHY_CTY_PCTY	Physical: Commodities	PHY_CTY_CTY	Physical: Commodities
PHY	Physical (Real / Tangible Assets)	PHY_TIM	Physical: Timber	PHY_TIM_PTIM	Physical: Timber	PHY_TIM_TIM	Physical: Timber
PHY	Physical (Real / Tangible Assets)	PHY_ART	Physical: Art and collectables	PHY_ART_PART	Physical: Art and collectables	PHY_ART_ART	Physical: Art and collectables
PHY	Physical (Real / Tangible Assets)	PHY_TPT	Physical: Transportation assets	PHY_TPT_PTPT	Physical: Transportation assets	PHY_TPT_TPT	Physical: Transportation assets
PHY	Physical (Real / Tangible Assets)	PHY_OTH	Physical: Other	PHY_OTH_OTHR	Physical: Other	PHY_OTH_OTH	Physical: Other
CIU	Collective Investment Undertakings	CIU_OAM	Investment in CIU operated/managed by the AIFM	CIU_OAM_MMFC	Investment in CIU operated/managed by the AIFM-Money Market Funds and cash management CIU	CIU_CIU_CIU	Collective Investment Undertakings
CIU	Collective Investment Undertakings	CIU_OAM	Investment in CIU operated/managed by the AIFM	CIU_OAM_AETF	Investment in CIU operated/managed by the AIFM-ETF	CIU_CIU_CIU	Collective Investment Undertakings
CIU	Collective Investment Undertakings	CIU_OAM	Investment in CIU operated/managed by the AIFM	CIU_OAM_OTHR	Investment in CIU operated/managed by the AIFM-Other CIU	CIU_CIU_CIU	Collective Investment Undertakings
CIU	Collective Investment Undertakings	CIU_NAM	Investment in CIU not operated/managed by the AIFM	CIU_NAM_MMFC	Investment in CIU not operated/managed by the AIFM-Money Market Funds and cash management CIU	CIU_CIU_CIU	Collective Investment Undertakings
CIU	Collective Investment Undertakings	CIU_NAM	Investment in CIU not operated/managed by the AIFM	CIU_NAM_AETF	Investment in CIU not operated/managed by the AIFM-ETF	CIU_CIU_CIU	Collective Investment Undertakings
CIU	Collective Investment Undertakings	CIU_NAM	Investment in CIU not operated/managed by the AIFM	CIU_NAM_OTHR	Investment in CIU not operated/managed by the AIFM-Other CIU	CIU_CIU_CIU	Collective Investment Undertakings
OTH	Investments in other asset classes	OTH_OTH	Total Other	OTH_OTH_OTHR	Total Other	OTH_OTH_OTH	Total Other

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AIFMD FAQ

How should AIFMs report Sub-Asset Types?

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